FORM TYPE | LINK TO FORM | FORM GUIDANCE |
---|---|---|
CONFLICT OF INTEREST Note: All non-profit, tax-exempt educational institutions are exempt from the disclosure requirement. (UCOP) |
California 700-U Form (FY23-24) (PDF) | The 700-U form is used only for nongovernmental agencies. (For-profit, non-profits, foundations, etc.) |
PHS Form (Web Form) | For NIH and other federal agencies following PHS Financial Conflict of Interest (FCOI) regulations. | |
Non-PHS Form (Web Form) | For NSF, NASA, the State of California, CIRM, and other federal agencies following NSF regulations. | |
DOE Form (Web Form) | For the Department of Energy (DOE) following Financial Conflict of Interest (FCOI) regulations. | |
Addendum to Statement of Economic Interests (PDF) | Required when disclosure of financial conflict of interest (FCOI) exists. Disclosure is necessary when any of the questions in the FCOI forms is ‘Yes’. | |
INTERNATIONAL ENGAGEMENTS |
Required for federal proposals, including subaward proposals where a federal agency serves as the primary sponsor. | |
SUBAWARD FORMS | Multi-Campus Award (MCA) – Commitment Form (PDF) | Must be included in proposal packages to other UC campuses when UC Merced is a subrecipient of a sponsored project. If UC Merced is the prime recipient of a sponsored project and another UC campus will be issued a subaward, this form must be included in the subrecipient’s proposal package. |
Subrecipient Commitment Form (Web Form) | All non-UC subrecipients of a sponsored project must complete and certify this form (For FDP member subrecipients see below). | |
FDP Subrecipient Project Information (Web Form) |
Subrecipient organizations that are active members of the Federal Demonstration Partnership (FDP) and a profile is viewable on the FDP’s clearinghouse must complete and certify this form. Non-FDP members must complete a Subrecipient Commitment Form. | |
Mini Audit Questionnaire (PDF) | Required when a potential subrecipient does not have an annual audit per 2 CFR 200.500. | |
SUBRECIPIENT MONITORING | PI Approval of Subrecipient Invoice (Webform) | Required for processing payment for subrecipient invoices. |
POLICY EXCEPTIONS |
PI Exception Forms SOE | SNS | SSHA | SNRI | HSRI | CLC | VISTA | Other Units (Web Form) |
Required when a proposal includes a principal investigator (PI) who does not meet the eligibility requirements of PI status. |
IDC Policy Exception Forms SOE | SNS | SSHA | SNRI | HSRI | CLC | VISTA | Other Units (Web Form) |
Required for proposals with indirect cost recovery rates that do not adhere to the University’s federal or state negotiated rates. | |
Late Proposal Submission Request Forms SOE | SNS | SSHA | SNRI | HSRI | CLC | VISTA | Other Units (Web Form) |
Required when a proposal cannot be routed and certified five (5) business days before the sponsor’s submission deadline. For more information regarding late proposals, see the proposal submission guidelines. | |
PREAWARD SPENDING | Preaward Spending Request Form (PDF) |
PIs must submit this form to the Sponsored Projects Office (SPO) to request permission to start spending money on an anticipated award. The following factors determine whether pre-award spending or activities are allowed:
Restrictions on pre-award spending and activities vary depending on the funding agency and the type of award anticipated (grant, cooperative agreement, or contract). |
PROTECTED RESEARCH TIME |
Protected Research Time Request Forms |
Required for proposals that include protected research time (also known as "course buyout" for faculty. |
BUDGET TEMPLATE |
Internal Budget (Excel) |
This is the standard template prepared and managed by SPO for proposal development. |
BUDGET JUSTIFICATION TEMPLATES | NSF Budget Justification Template (Word) | This template should be used for proposals to the National Science Foundation (NSF) proposals. |
NIH “Detailed Budget” a.k.a. “R&R Budget” Justification Template (Word) | This template should be used for proposals to the National Institutes of Health (NIH) unless the proposal calls for a ‘Modular Budget’. | |
NIH “Modular Budget” Justification Template (Word) | This template should be used for proposals to the National Institutes of Health (NIH) unless the proposal calls for a ‘Detailed Budget’. | |
“Other” Budget Justification Template (Word) | This template can be used when the other listed sponsor-specific templates do not apply. | |
SPONSORED PROJECT CLOSE-OUT CHECKLIST | Sponsored Project Close-Out Checklist | The checklist outlines the steps required by the responsible party to successfully close out a project in the Oracle ERP and UCMPLAN systems. |
FACULTY PORTFOLIO REPORT (FPR) |
Definitions - Faculty Portfolio Report |
Tools and guides to aid in the preparation and distribution of the FPR. |
External Systems Access
NSF Account Management
Research.gov users (PIs and co-PIs) must have an NSF ID to access Research.gov. Each user has a single profile and unique identifier (NSF ID) for signing in to Research.gov for proposal and award activities.
New users can register directly with NSF.
Note: After creating a Researh.gov ID, new users will need to affiliate with UC Merced. Upon creation of the ID, a system-generated email is forwarded to SPO where the affiliation request is reviewed and approved. If your account is not approved within 24 hours, please email SPO@ucmerced.edu.
Grants.gov Workspace Account Management
Grants.gov uses Workspace to create and submit federal grant applications. Most federal agencies use Grants.gov to apply for federal funds. Exceptions are:
- Proposals to NSF still may be submitted using Research.gov,
- NIH proposals still must be submitted via ASSIST or Cayuse 424, and
- NASA proposals will continue to be submitted using NSPIRES.
What do PIs need to do?
All that Principal Investigators (PIs) need to do is register as an “Organization Applicant.” To do this, the PI will need UC Merced’s DUNS number: 113645084. (Do not enter any dashes between numbers). Upon creation of the account, a system-generated email is forwarded to SPO where the affiliation request is reviewed and approved. If your account is not approved within 24 hours, please email SPO@ucmerced.edu.
What do RAs need to do?
Before an RA can help a PI with a future Grants.gov application in Workspace, the RA must obtain a “Manage Workspace Role.” To do this, the RA will need to register in Workspace as an Organization Applicant using UC Merced’s DUNS number: 113645084.
eRA Commons (NIH) Account Management
To register, contact the Sponsored Projects Office (SPO) for assistance with registration: spo@ucmerced.edu.
Persons who wish to register in the eRA Commons should contact SPO individually and provide the following information:
First Name:
Last Name:
UCM Email (A UCM email address must be provided.):
Type of account needed (i.e., PI, Postdoc, Assist):
After each individual is registered in the Commons, each individual will receive a separate “Account Created” notification email containing the username created by SPO and a randomly generated password created by the eRA Commons. The individual then can create a new confidential password.
New users who are PIs will receive an email that provides a link to a special form that the PI uses to confirm the information that NIH has regarding the PI’s participation in grant applications, committee involvement, and training appointments. Only after this form is completed does the PI receive an email with the account information.
NSPIRES (NASA) Account Management
NSPIRES uses an account management system that allows users to create and self-manage accounts, including personal information and role requests. After registering an account in NSPIRES, a system-generated email is forwarded to SPO where the affiliation request is reviewed and approved. If your account is not approved within 24 hours, please email SPO@ucmerced.edu.
SmartSimple (RGPO/UCOP) Account Management
The Research Grants Program Office (RGPO) at the University of California Office of the President uses an account management system called SmartSimple. It allows users to create and self-manage accounts, including personal information and role requests. You can register here.
Other External Systems
If you need assistance creating an account or approving your account’s affiliation with UC Merced for other external systems not listed above, please email SPO@ucmerced.edu.